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Securities Industry and Financial Markets Association
Results: 602

#	Item
401	February 18, 2011 Ms. Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-02-25 15:42:05 United States Securities and Exchange Commission Financial system 73rd United States Congress Securities SEC filings Securities Act Securities Exchange Act U.S. Securities and Exchange Commission Securities Industry and Financial Markets Association Financial economics United States securities law Finance
402	March 26, 2007 Electronic Submission Nancy C. Morris Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-03-27 11:32:39 Financial markets United States securities law Financial services Fixed income market Securities Broker-dealer Securities Industry and Financial Markets Association Securities Exchange Act Investment banking Financial economics Investment Finance
403	MEMORANDUM TO: File Number S7-08-12 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-05-22 14:38:02 Investment banks Primary dealers Financial markets Bonds Securities Securities Industry and Financial Markets Association Goldman Sachs Cleary Gottlieb Steen & Hamilton Giovanni Prezioso Investment Financial economics Finance
404	19TH ANNUAL CAPITAL MARKETS CONFERENCE SENATOR JUDD GREGG CEO, SIFMA DECEMBER 10, 2013 “THE ESSENTIAL CHALLENGE FOR Add to Reading List Source URL: www.chicagofed.org Language: English - Date: 2013-12-11 16:39:17 111th United States Congress Presidency of Barack Obama Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis Systemic risk United States federal banking legislation Gross domestic product Securities Industry and Financial Markets Association Financial economics Investment Finance
405	Microsoft PowerPoint - slides20130301.pptx Add to Reading List Source URL: lgosdm.mit.edu Language: English - Date: 2013-09-10 17:44:10 Financial markets Economic bubbles Securities Equity securities Stock market Securities Industry and Financial Markets Association Bond market Sallie Mae Financial crisis Financial economics Economics Finance
406	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CTA/CQ[removed]March 18, 2013 Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Sixteenth Charges Amendment to the S Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-03-20 10:38:04 Financial economics Financial system Finance National market system plan Consolidated Tape Association Securities Exchange Act Options Price Reporting Authority Financial Industry Regulatory Authority SMS Financial markets Self-regulatory organizations United States securities law
407	Comment Letter on File No. S7-18-10 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-06 09:10:19 Fixed income securities Securities Financial markets Bonds Stock market Securities Industry and Financial Markets Association Asset-backed security Securitization Structured finance Financial economics Finance Investment
408	Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to MSRB Rule G-34, CUSIP Numbers and New Issue Requirements, to Enhance the Interest Rate and Descriptive Information Currently Col Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-08-23 14:39:07 Bonds Securities Stock market Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Electronic Municipal Market Access Securities Industry and Financial Markets Association Auction rate security Credit rating agency Financial economics Finance Investment
409	December 23, 2013 By Electronic Mail ([removed]) Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-24 10:26:48 Financial system Securities Bonds Securities Industry and Financial Markets Association Regulation NMS U.S. Securities and Exchange Commission National market system plan Financial economics Financial markets Investment
410	Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Options Quote Size Mitigation; Rel. No[removed], File No. SR-Amex[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-11-09 16:06:55 Investment Options Price Reporting Authority Securities Exchange Act Securities Industry Automation Corporation Futures contract Algorithmic trading Market depth Consolidated Tape Association Financial markets Financial economics Finance

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